Collateralized Securities Lending

Eligible Assets:

Tradable equities (shares), bonds, REIT units, mutual fund units, ETFs, Commodities. Most exchanges worldwide. A portfolio of securities can be pooled together. 

Lending Process:

1. Collateral Review

Initial review of collateral for eligibility.

Market caps of underlying securities, trading volumes, volatility review.

2. Indicative Quote

Loan Amount, Loan to Value, Interest Rate and Term.

3. Term Sheet

Highly detailed outline of agreement .

4. Lending Agreement & KYC Documentation

Will not vary from Term Sheet.

Know Your Client (KYC) compliance forms to be completed.

5. Funding

No restrictions on use of funds.

Loan term begins.

Securities Lending
Eligible Assets & Lending
Borrowers – Next Steps


Traverse Financial Corporation | 1 (716) 803-8000 |

© Traverse Financial Corporation 2012. All Rights Reseverd.